Broker Check


We are affiliated with Private Advisor Group as our Registered Investment Advisor. For more information about Private Advisor Group, visit their website at

We are also affiliated with LPL Financial, one of the leading financial services companies and the largest independent broker/dealer in the nation. *For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best: help their clients attain their financial goals and fulfill their dreams.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research

Because the firm has no proprietary products to sell, LPL Financial advisors can provide objective advice and investment recommendations.

LPL Financial supports more than 14,000 independent financial advisors, over 700 financial institution partners.

For more information on LPL Financial, visit

*As reported in Financial Planning magazine 1996-2020, based on total revenues.

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